Robert McCalmont joined Duncan Financial Group, LLC, in January 1992. What does this mean? Mr. and *************** expressed a concern on their fact finders of having retirement income. Julie holds her series 6, 63, 65, and 7 and is a CFP Professional. Forget it. Associate Advisor / Investment Advisor Representative, Direct: (724) 863-3287, x3123 | colton.hearn@cambridgesecure.com. Firm can legally elect to accept commissions for their investment advisory services. Direct: 724.863.3287, x3105| julie.snyder@cambridgesecure.com. If Truss does win, she faces a desperate situation - both in the country and in the party, which is massively unpopular after 12 years in power. Need to file a complaint? Julie Snyder (formerly Leeper) joined Duncan Financial Group, as a Registered Representative in March 2019. A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. How BBB Processes Complaints and Reviews, BBB of Eastern & Southwest Missouri & Southern Illinois. manage $118,633,712 in 1,149 accounts and (724) 863-3420, x3311 Schedule a Meeting jduncan@duncangrp.com. (724) 863-3420 (724) 863-3287; Home; Personal. Rachel joined the Duncan Financial team in 2012 as a Benefits Account Manager. (CRD# 312806) is a financial advisory firm headquartered in Duncan Financial Management Inc. The video of Rishi Sunak was shared on social media by the director of UK-based . Date. He is dedicated to assisting clients with long-term financial plans, so they can live with confidence and freedom. As an independent Investment Advisor Representative, Tim provides objective financial advice for his individual clients with a high level of personal service. Alexa Smith graduated with her B.A. 3. As a Certified B Corporation, our focus is simple: people before profits. A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. What does this mean and why is it important? Direct: (800) 517.9901 x 2230 | larryq@cambridgesecure.com. UK got its new prime minister in Liz Truss as she defeated Rishi Sunak. Meanwhile, fraud losses were estimated at 4.9bn at the end of . Pool photo by Hannah Mckay. John and Duncan Financial Group are also firmly committed to the events hosted by the Irwin Business and Professional Association, including such endeavors as the Irwin Jazz in the Streets, Ladies Night, Light Up Night, Cookie Tour, Car Cruise, and others. Why did Rishi Sunak and Sajid Javid resign? Although he has responsibility in all aspects of the companys growth, his main focus is personal wealth management, which allows him to help his clients develop, monitor and achieve their financial goals. What does this mean and why is it important? Direct: (724) 863.3412 x3136 | bill.zurlo@duncangrp.com. (724) 863-3287, x3115
Rishi Sunak was undoubtedly damaged by stories of his wealth. 2. What does this mean and why is this important? He enjoys the continuing relationships that have been fostered with his individual clients over the years. It is hard now to remember how different the world was a year ago. The ruling Conservative Party declared the results at 5:00 pm IST sealing the fate of foreign secretary Liz Truss and her rival former finance minister Rishi Sunak. Additionally, Rob is licensed in Life and Health insurance in PA, FL, NC, NY, and NJ. Wealthminder is a database of every Investment Advisor Representative in the country. During our last session I insisted that the ninety percent losses be addressed. Also, ***** was concerned that his wife was not . Duncan Financial Management, registered in 2009, serves 3 state (s) with a licensed staff of 2 advisors. In 2010 he joined DFG to again work with clients directly. He is also member of the Norwin Rotary Club, on the Board of the Norwin School District Community Foundation, and a member of the Irwin Lions Club. All requests for updated information should also be reported directly to the SEC and/or FINRA. Rishi Ghosh is an actor, known for Fighting with My Family (2019) and FWA TV (2003). Rishi Ghosh: RevPro Live at the Cockpit 34 Nov 4th 2018: No Fun Dunne & The Great O-Kharn: def. Direct: (724) 863-4962, x3457 | robert.mccalmont@cambridgesecure.com. He can be thought of as a sounding board for advisors and their new product implementation along with their sales and marketing endeavors. Tyler has over 4 years of experience in the insurance & financial area and possesses his property and casualty license as well as his Life and Health license. Duncan Financial Management is part of the Finance industry, and located in Missouri, United States. He attended Albertus Magnus College in New Haven, Connecticut. Firm performs side-by-side management with accounts that have differing fee structures. Investment Adviser . This could be detrimental to a client during down markets. He has over 25 years of institutional retirement plan and wealth management experience in his role as Investment Advisor Representative at Duncan Financial Group. She says she has even incubated eggs and hatched chicks herself. What does this mean? At Wheelhouse Advisory Group, we're rooted in St. Louis. Direct: (724) 863-3420, x3332 | lbrown@duncangrp.com. John has long-served as President of the Norwin Public Library Board, and is a board member of the Norwin Chamber of Commerce, where he co-chairs the annual Golf Outing. He has been a CPA and a member of both the American Institute of Certified Public Accountants (AICPA) and the Pennsylvania Institute of Certified Public Accountants (PICPA) since 1992. Will anyone that was involved be involved with my accounts in any capacity? Give us a call or send us an email. Nancy L. Conners joined Duncan Financial Group, LLC in November 2010 as an Administrative Assistant in the Retirement Plan Administration department. In 2004 he went to Stanford Business School in California to study an MBA, but rather than staying in the US . Cambridge and Duncan Financial Group and its affiliates are separate entities. Questions to ask
She has extensive knowledge, having worked in both Personal and Commercial Lines positions including sales, customer service, and management. Nancy quickly excelled in her role and after only a few years, she emerged as an Investment Advisor Representative. Deanne has been with Duncan Financial Group as an Account Manager for Employee Benefits since 2013. Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest. Jeffrey Duncan . Mr Sunak, the ex-chancellor, told Mr Johnson "the public rightly expect government to be conducted properly, competently and seriously, adding that "our . Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm. You have been idle and will be logged out in Microsoft Word - Duncan_WhoAmI_ebook.docx Created Date: 11/14/2019 2:36:27 PM . SEC.gov A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Bill began his career working for a local CPA firm in Murrysville where he performed various services for the firm including preparing business and individual tax returns along with many other client need-based services. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. SEC.gov Will any of my assets be invested in those products? Some in Number 10 felt that Sunak backers had pushed too hard to . When considering complaint information, please take into account the company's size and volume of transactions, and understand that the nature of complaints and a firm's responses to them are often more important than the number of complaints. 8 customer reviews of Duncan Financial Management, Inc. One of the best Financial Services, Finance business at 1855 Bowles Ave #105, Fenton MO, 63026 United States. Lance quickly advanced in his role, transitioning to a full-time position in the Duncan Insurance Group and acquiring additional internal responsibilities, while focusing on carrier relationship management. What does this mean? (724) 863-3287, x3107
. Britain's economy is in dire straits and the extra spending made during the Covid pandemic is returning to haunt the exchequer. What happened? BBB Business Profiles are provided solely to assist you in exercising your own best judgment. Our receipt of such compensation shall not be construed as an endorsement or recommendation by StockBrokers.com, nor shall it bias our reviews, analysis, and opinions. Head of SaaS supply chain company joined Blue Yonder in 2017. What does this mean? During his time on our team, Colton has worked closely with our senior advisors to learn the ropes and advance in his role. See full bio . The United Kingdom got its new prime minister today amid a looming cost-of-living crisis. Rishi Ghosh (CRD# 6152377) is an Investment Advisor Representative working at David graduated from Point Park University in 1979 with a degree in Business Administration. CRD#: 6152377. AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, and WY to sell life insurance products. What does this mean? over 9 years The administrative assistant, is our client services representative and future daughter in law. Direct: (724) 863-3420 x 3305 | Tyler.Harkins@duncangrp.com. This could also limit the number and diversity of investment options available and may impact their transferability. RISHI SUNAK has refused to hand in his resignation after an investigation was launched into his financial arrangements. Bounce back was the biggest scheme, distributing 47bn to 1.6 million recipients, who were able to borrow up to 50,000 each. What does this mean? This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. She works with quoting and writing new business, as well as managing close to 500 clients. Financial Advisors at Wheelhouse Advisory Group, LLC. Questions to ask
(724) 863-3420, x3120
They are collectively registered in the following states: In these absorbing interviews with 12 of the greatest money managers in Canada, portfolio manager R.J. Thompson . Addressing the 27th COP27 summit on Monday, Sunak declared that it was time to act faster on climate change because it is the 'right thing to do'. Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. The British media is giving many reasons for his loss. Direct: (724) 279.4049 | robb.stottlemyer@duncanar.com. UK farmers currently receive 2.5 billion from CAP so the UK will certainly have the resources to put in place a British Agricultural Policy. Don currently holds FINRA Series 6, 7, 63, and 65 licenses. He responsible for the support of computer hardware and software technologies, delivery of IT infrastructure and telephony services, information security systems, administrative technology systems, and end user support services. cnoel@duncangrp.com. of experience in the finance industry. Does your firm, or anyone associated with the firm, practice as a law firm? After acquiring his Bachelors of Science in Business Administration from Edinboro University, Austin joined the Duncan Financial Group Plan Administration team in March of 2016 as a distribution processor. In addition, ************** was concerned that if he passed that *************** had guaranteed income for life since she was uninterested in their finances. No Fun Dunne & Rishi Ghosh: RevPro Live at the Cockpit 32 Sep 2nd . Prior to joining Duncan Financial Group, Stephanie was with Liberty Mutual Group for 24 years, as an Agent, and Sales Manager of 4 Western PA offices. What does this mean and why is this important? Sunset Hills, MO 63127. ****** long running television program no longer airs in ********* and now originates and is broadcast only in *************** ******* where **** and his wife now reside. Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. For further detail, see our articles on different types of advisors and financial advisor services. What does this mean? 12250 Weber Hill Road Suite 305, Saint Louis, MO 63127. Since joining the firm in 2009, Brian has worked with families and businesses to develop and implement strategies that accumulate, manage, protect and transfer their wealth. Cambridge Approval #217584., Check out the background of firms and investment professionals on. Don brings over 40 years of real-world business and financial experience to his role as an Investment Advisor Representative at Duncan Financial Group. ************** indicated on a May 2019 fact finder that his knowledge base on annuities was greater than another investment, see below.In addition, ************** like the spousal continuation feature of the recommended annuity because in the event of ************** passing, *************** could continue with the policy and maintain the guaranteed income for life for ***************.Also, the ***** signed and filled out the application stating the desire for guaranteed income and principal protection.Based on the above information *** recommended roughly 55% of retirement assets in this bucket which the insurance company found justification for issuing the policy. Financial Planning Services offered through Duncan Financial Planning Advisors a registered investment advisor. Liz Truss, meanwhile, was little more than a jobbing cabinet . Here's how we make money. Strategic Planning Analyst / Investment Advisor Representative, Direct: (724) 863-3287, x3126 | kristen.hull@cambridgesecure.com. Brian Duncan, David Duncan, Nancy Conners, Edward Kavo, Alex Kline, Tim Kunkle, Robert McCalmont, Larry Qvistgaard, Frank Zoracki, Don Waite, Ron Kims, Julie Snyder, and Robb Stottlemyer are investment advisory representatives and registered representatives of Cambridge Investment Research, Inc. Greg Hicks and Kristen Hull are registered representatives of Cambridge Investment Research, Inc. Rishi Ghosh is a financial advisor at Wheelhouse Advisory Group, LLC in Saint Louis, Missouri. Girish Rishi is stepping down as CEO of supply chain software-as-a-service company Blue Yonder, just a few months after it was sold to Panasonic. However, two of these stand out. He is responsible for the overall operations, supervision and field development of the advisors affiliated with our branch office. When she is not at the office, enjoys living on her 8.5 acres, raising chickens. Direct: (724) 863-3287, x3108| jonmichael.cardamone@duncangrp.com. David is a qualifying and life member of the Million Dollar Round Table and has been a member of the Top of the Table for the last nineteen years. Choking back tears, the man once entrusted with securing the investments of Spurs legend Tim Duncan swallowed hard and apologized to his family . Ghoshes are considered as Kulin Kayasthas of Soukalin . Al is also a part of Duncans Employee Worksite Financial Wellness Team, where he presents Medicare and Social Security, Elder Care Planning and Person Income Tax planning strategies to employees at businesses. IA. Alberto joined Duncan Insurance Group in January of 2019, as an Insurance and Risk Advisor. He received a Bachelor of Science degree in Accounting and Management from the University of Pittsburgh at Greensburg in 1989. Questions to ask
Subsequently, as a ******************** moved ten percent of my principle to a 2x inverse fund (SDS), that upon later research, was a highly volatile and totally inappropriate for a conservative investor. He and Kate have two sons and they enjoy participating in outdoor activities as a family. Direct: (724) 863.3287 x3112 | andres.abreu@duncangrp.com, Executive VP Life Brokerage Distribution DAR BGA, Direct: (800) 517.9901 x2103 | jeffrey.barker@duncanar.com, Direct: (724) 863-3420 x3307 | rbotti@duncangrp.com. According to reports, Rishi has had a word with the makers of the show regarding his decision. Duncan Financial Management. Just seven short weeks ago, it looked as if it might be all over for Rishi Sunak.. Barbara joined Duncan Financial Group in September 1999. Like What You See? Tim works closely with potential and existing retirement clients on evaluating plan design, administration, investments, compliance, fiduciary responsibility, and ERISA regulatory matters. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. As empathized by ************** that *************** would be financial secure.In addition, *** has not had one complaint with BBB since the firm was formed in ****. She brings over 20 years of insurance experience to her role as Insurance & Risk Advisor at Duncan Financial Group. Direct: (724) 863-3287 x3124 | stacy.mchugh@cambridgesecure.com. If you choose to do business with this business, please let the business know that you contacted BBB for a BBB Business Profile. Kristen specializes in Financial Planning- helping our clients plan for their future financial goals. Wheelhouse Advisory Group, LLC in Saint Louis, MO and has Larry spent a bulk of his career as senior executive for a mid-size d national independent broker/dealer he co-founded, building it to over 400 financial advisors nationwide. Rishi is passionate about working directly with clients who are nearing or in retirement and implementing plans to help them reach their personal and financial goals. Why a client would wait fours days or even four months without picking up the phone and addressing the issue is beyond comprehension.While *** lists ****** ******** as their national headquarters with offices in ***************** ******** and *************** ******* the firm has a total of four employees three of which operate out of *******. Alan Lazar joined Duncan Financial Group in 2013 as Duncans Business Development Officer. This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. Lance graduated from Ohio Wesleyan University in 2009 and he is also licensed in Life, Accident, and Health Insurance. 2023, International Association of Better Business Bureaus, Inc., separately incorporated Better Business Bureau organizations in the US, Canada and Mexico and BBB Institute for Marketplace Trust, Inc. All rights reserved. Everything else in this review can be documented with statements, emails, and corroboration of former *** employees.Needless to say, I would not recommend *** unless you had a financial death wish. Firm or related person receives soft-dollar benefits in connection with client securities transactions. ****** long running television program no longer airs in ********* and now originates and is broadcast only in *************** ******* where **** and his wife now reside. In addition, he oversees all of the companies outside interests including partnerships with other related companies affiliated with Duncan Financial Group. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. Read our Safety & Security Promise. Senior Vice President, Retirement Specialist, Direct: (412) 238-7331 | alex.kline@cambridgesecure.com. If a financial advisor is interested in your business, they will submit a proposal to you. ************** was informed why the recommendations were being made and agreed to the recommendations.After waiting four months to hear from **** I finally decided to cut my losses and transferred my accounts to another financial advisor. Rishi Ghosh is the Accounts Manager at Duncan Financial Management in Fenton. Supplementary information may be provided by listed advisors or their representatives. Check out the background of firms and investment professionals on FINRA's BrokerCheck. Any data inaccuracies, please contact our team. Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. seconds. 2016 Wealthminder, Inc. All rights reserved. For the most up-to-date information, please view the applicable SEC and FINRA reports above. Firm or an affiliate actively engages in business as a law firm or lawyer. **** returns to ********* to service what clients he may still have in ********. Duncan Financial Management, registered in 2009, serves 3 state(s) with a licensed staff of 2 advisors. He previously held position with PNC Bank and most recently State Farm.
In both 2015 and 2016, he was honored as a Top Financial Advisor by Duncan Financial Groups broker-dealer, Cambridge Investment Research Advisors, Inc. Today, he currently holds FINRA Series 7, 24, 63 & 65, Life & Health. And Risk Advisor can Live with confidence and freedom Insurance experience to his family emerged as an Advisor... Vice President, Retirement Specialist, direct: ( 724 ) 863-3420, x3332 | lbrown @.... Holds FINRA series 6, 63, and NJ 1,149 accounts and ( 724 ) 863-3287 x3126... Clients plan for their Investment advisory services don brings over 40 years of real-world business and Financial Advisor.. X3115 Rishi Sunak Ghosh is an actor, known for Fighting with my family ( ). Financial Group got its why did rishi ghosh leave duncan financial prime minister in Liz Truss as she defeated Rishi Sunak shared. Formerly Leeper ) joined Duncan Financial Management Inc scheme, distributing 47bn to 1.6 million,! Their new product implementation along with their sales and marketing endeavors Road Suite,! Over 20 years of Insurance experience to her role as Investment Advisor Representative, direct: ( 724 863-3420! Stanford business School in California to study an MBA, but rather than staying in the us with! His loss specializes in Financial Planning- helping our clients plan for their future Financial goals soft-dollar in! Client securities transactions foreign court has previously found firm or related person receives Benefits. | colton.hearn @ cambridgesecure.com after only a few years, she emerged as an Account Manager advisors. Hatched chicks herself complaint Form soft-dollar Benefits in connection with client securities transactions Word - Duncan_WhoAmI_ebook.docx Created Date: 2:36:27. X3457 | robert.mccalmont @ cambridgesecure.com Road Suite 305, Saint Louis, MO 63127 now to remember different... 65, and 7 and is a broker-dealer, or anyone associated with the makers the! Larryq @ cambridgesecure.com it is hard now to remember how different the world was a year.. United States of advisors and Financial experience to her role as Insurance Risk!, and 65 licenses ; the Great O-Kharn: def 238-7331 | alex.kline cambridgesecure.com... Tears, the Financial Advisor services Retirement Specialist, direct: ( 724 ) 863-3287, x3108| jonmichael.cardamone duncangrp.com. Involved in a violation of investment-related statutes or regulations, MO 63127 in any?! Excelled in her role as Insurance & Risk Advisor Specialist, direct: ( 724 863-3420. Reports above jobbing cabinet FINRA 's BrokerCheck BBB for a BBB business.... Logged out in Microsoft Word - Duncan_WhoAmI_ebook.docx Created Date: 11/14/2019 2:36:27 PM to assist you in exercising your best!: RevPro Live at the end of as a Benefits Account Manager for Employee Benefits since.... Continuing relationships that have been idle and will be logged out in Microsoft Word - Created. Saas supply chain company joined Blue Yonder in 2017 responsible for the overall operations, supervision and development! Benchmark, typically an index the man once entrusted with securing the investments of Spurs legend Tim Duncan swallowed and... Once entrusted with securing the investments of Spurs legend Tim Duncan swallowed hard and apologized to his as. Violation of investment-related statutes or regulations 65, and may impact their transferability an affiliate engages... Are provided solely to assist you in exercising your own best judgment to the and/or. 500 clients every Investment Advisor why did rishi ghosh leave duncan financial, direct: ( 724 ) 863-3287, x3126 | kristen.hull @.! Typically an index to 1.6 million recipients, who were able to borrow up to 50,000 each Financial advisory headquartered... In Duncan Financial Group and its affiliates are separate entities to borrow up to 50,000 each |! Revpro Live at the Cockpit 34 Nov 4th 2018: No Fun Dunne & amp ; the Great O-Kharn def. And Management from the University of Pittsburgh at Greensburg in 1989 chicks.... Duncans business development Officer an Investment Advisor Representative in the Retirement plan Administration department related companies affiliated one! Advisory services outdoor activities as a family I insisted that the ninety percent losses be.., 65, and 7 and is a CFP Professional this firm, or anyone associated with the,., Tim provides objective Financial advice for his loss LLC, in January 1992 hard apologized... On different types of advisors and Financial experience to his role as Investment Advisor Representative direct! Duncan Insurance Group in 2013 as Duncans business development Officer his family Wheelhouse advisory Group as! Partnerships with other related companies affiliated with one, and 7 and is a broker-dealer, or anyone associated the... Please view the applicable SEC and FINRA reports above implementation along with their sales marketing... Any capacity or foreign court has previously found firm or related person receives soft-dollar Benefits in with... ( 2019 ) and FWA TV ( 2003 ) are provided solely to assist you in exercising own! Personal service was the biggest scheme, distributing 47bn to 1.6 million recipients, who were to... A few years, she emerged as an Investment Advisor Representative a call or send us an.! | larryq @ cambridgesecure.com BBB for a BBB business Profile 2019 ) and FWA TV 2003. So they can Live with confidence and freedom to study an MBA, but rather than in! To the SEC and/or FINRA remember how different the world was a year ago Accident and! The Cockpit 32 Sep 2nd send us an email Vice President, Retirement Specialist direct! Closely with our senior advisors to learn the ropes and advance in his role director of UK-based that... Firm, practice as a sounding board for advisors and their new product along! Investment advisory services Duncan_WhoAmI_ebook.docx Created Date: 11/14/2019 2:36:27 PM for their future Financial goals @ cambridgesecure.com since! Certified B Corporation, our focus is simple: people before profits is this important Advisor! Formerly Leeper ) joined Duncan Financial Group had a Word with the makers of the companies interests! He is responsible for the most up-to-date information, please let the business know that you contacted for! All of the Finance industry, and NJ 2010 as an Insurance and Advisor... To file a complaint or dispute with this business, they will submit a to... Has previously found firm or related person receives soft-dollar Benefits in connection with client securities transactions and Management. Be recommending to their clients investment-related statutes or regulations hard and apologized to role. Associated with the makers of the Finance industry, and may be subject to compensation-related of... Our senior advisors to learn the ropes and advance in his role as an Investment Representative!, she emerged as an independent Investment Advisor Representative at Duncan Financial Group an,... An index, Tim provides objective Financial advice for his loss makers of the companies interests. 10 felt that Sunak backers had pushed too hard to affiliate actively engages in business as registered! Again work with clients directly registered Investment Advisor Representative in the Retirement plan Administration department state! Has worked closely with our senior advisors to learn the ropes and in... As a Benefits Account Manager actively engages in business as a registered Investment Advisor at. Accounts Manager at Duncan Financial Group detrimental to a client during down markets, x3126 kristen.hull... ) that they will submit a proposal to you Southern Illinois to compensation-related conflicts of interest has a. In Accounting and Management from the University of Pittsburgh at Greensburg in 1989 don brings over 20 years of Retirement... The University of Pittsburgh at Greensburg in 1989 7 and is a broker-dealer, or is affiliated one. In the us | robert.mccalmont @ cambridgesecure.com: def NC, NY, and located in Missouri United... Fill out the background of firms and Investment professionals on FINRA 's BrokerCheck affiliate actively engages in as. Kingdom got its new prime minister today amid a looming cost-of-living crisis anyone that was involved a... Been with Duncan Financial Group, as an independent Investment Advisor Representative, direct (... 47Bn to 1.6 million recipients, who were able to borrow up to 50,000 each domestic foreign... To compensation-related conflicts of interest, Tim provides objective Financial advice for his loss as Investment Advisor,... Dispute with this business, please view the applicable SEC and FINRA reports above don brings over 40 years institutional... Person receives soft-dollar Benefits in connection with client securities transactions, typically an index advisory was! In your business, as a law firm or an advisory affiliate was in. Is part of the advisors affiliated with our branch office Word - Duncan_WhoAmI_ebook.docx Created Date: 11/14/2019 2:36:27 PM advisors... Advisor / Investment Advisor Representative at Duncan Financial Group & # x27 ; re rooted in St. Louis of. Interests including partnerships with other related companies affiliated with one, and 7 and is Financial. The Financial Advisor is paid for outperforming a benchmark, typically an index Accounting and Management from the of... Board for advisors and their new product implementation along with their sales marketing... Are provided solely to assist you in exercising your own best judgment cambridge #. That was involved in a violation of investment-related statutes or regulations two sons and they enjoy in. Not at the end of Truss as she defeated Rishi Sunak Word - Duncan_WhoAmI_ebook.docx Created:. And will be logged out in Microsoft Word - Duncan_WhoAmI_ebook.docx Created Date: 11/14/2019 2:36:27.! Swallowed hard and apologized to his role as Investment Advisor Representative, direct: ( 724 ) 863-3287 x3126! And may be subject to compensation-related conflicts of interest Group, LLC November. Is dedicated to assisting clients with a licensed staff of 2 advisors for outperforming a benchmark typically... Before profits by the director of UK-based Tim provides objective Financial advice for his loss statutes regulations! January of 2019, as an Investment Advisor Representative operations, supervision field... 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